Expert Legal Services


  • Securities Enforcement Defense / Internal Investigations

  • Securities Litigation and Arbitration

Expert witness

Matters involving:

  • Ponzi Schemes / Major Frauds

  • Broker-Dealer Compliance and Supervision


  • Investor-Advisor Disputes

  • Securities Industry Disputes


Dennis A. Stubblefield

  • Former Enforcement Attorney, United States Securities and Exchange Commission

  • Former General Counsel, 3 AIG Broker-Dealers

  • Adjunct Professor of Law: Securities Regulation and Business Law Ethics

  • Member of the California State Bar since 1976 (not licensed in any other state)

  • Providing Expert Testimony Since 1991